Commonwealth Equity Services, LLC

Filing Details

13F-HR • 2025-03-31

SEC FilingSEC DataHachi Filing

Report Date: 2025-03-31
Filing Date: 2025-05-09
Total Holdings: 4,172
Total Value: 70655875
Accession Number: 0000312272-25-000010
Form Type: 13F-HR
CIK: 0000312272
Manager Name: Commonwealth Equity Services, LLC

Data Enrichment

55% identified

2,313 identified1,859 unidentified

Holdings

SEC FilingSEC DataHachi Filing

Manager:

4,172 positions • $70,655.875K total value

4,172 positions

Manager:

SEC FilingSEC DataHachi Filing

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46141T117

13408(-2.8%)

Value:

$194.0K(-3.0%)

EQUIFAX INC

EFX.TO|29269R105

24884

Value:

$192.0K

Gold Royalty Corp.

GROY|38071H106

132943(+5.6%)

Value:

$191.0K(+25.6%)

WhiteHorse Finance, Inc.

WHF|96524V106

19640(+1.1%)

Value:

$190.0K(+1.1%)

NUVEEN MUNICIPAL INCOME FUND INC

NMI|67062J102

18878(+14.4%)

Value:

$186.0K(+20.0%)

AMTECH SYSTEMS INC

ASYS|032332504

38500(+4.0%)

Value:

$186.0K(-7.9%)

85207Q104

18721(+12.9%)

Value:

$186.0K(+26.5%)

IOVANCE BIOTHERAPEUTICS, INC.

IOVA|462260100

55458(+76.0%)

Value:

$185.0K(-20.6%)

ELLSWORTH GROWTH & INCOME FUND LTD

ECF|289074106

20194(-0.4%)

Value:

$183.0K(-6.6%)

Arcturus Therapeutics Holdings Inc.

ARCT|03969T109

16969(+2.1%)

Value:

$180.0K(-36.2%)

Energy Recovery, Inc.

ERII|29270J100

11125(+1.8%)

Value:

$177.0K(+9.9%)

MITEK SYSTEMS INC

MITK|606710200

21476(-0.0%)

Value:

$177.0K(-25.9%)

PRECISION BIOSCIENCES INC

DTIL|74019P207

37155(+192.7%)

Value:

$177.0K(+268.8%)

Aura Biosciences, Inc.

AURA|05153U107

30278(+0.9%)

Value:

$177.0K(-28.3%)

37960A420

10411(+7.3%)

Value:

$177.0K(-20.6%)

URANIUM ENERGY CORP

UEC|916896103

36611(-4.6%)

Value:

$175.0K(-31.9%)

Guggenheim Active Allocation Fund

GUG|40170T106

11600(+2.3%)

Value:

$175.0K(+3.5%)

TEMPLETON EMERGING MARKETS INCOME FUND

TEI|880192109

32478(-39.4%)

Value:

$175.0K(-36.4%)

HarborOne Bancorp, Inc.

HONE|41165Y100

16791(+0.7%)

Value:

$174.0K(-11.7%)

Sabre Corp

SABR|78573M104

61905(-18.2%)

Value:

$174.0K(-37.0%)

Instrument	Shares		Other Manager	Value
(cusip46141T117)✕	13.4K	QoQ -2.82% (-390) YoY +6.38% (-805)	All Managers (Combined)	$194.0K	QoQ -3.00% (-$0) YoY -51.62% (-$0)
Equifax Inc(EFX.TOcusip29269R105)	24.9K	QoQ NEW(+24.9K) YoY NEW(+24.9K)	All Managers (Combined)	$192.0K	QoQ NEW(+$0) YoY NEW(+$0)
Gold Royalty Corp.(GROYcusip38071H106)	132.9K	QoQ +5.58% (+7.0K) YoY +20.97% (-23.1K)	All Managers (Combined)	$191.0K	QoQ +25.65% (+$0) YoY -7.72% (-$0)
Whitehorse Finance, Inc.(WHFcusip96524V106)	19.6K	QoQ +1.14% (+222) YoY +32.78% (+4.8K)	All Managers (Combined)	$190.0K	QoQ +1.06% (+$0) YoY +3.82% (+$0)
Nuveen Municipal Income Fund Inc(NMIcusip67062J102)	18.9K	QoQ +14.36% (+2.4K) YoY +12.79% (+2.1K)	All Managers (Combined)	$186.0K	QoQ +20.00% (+$0) YoY +17.72% (+$0)
Amtech Systems Inc(ASYScusip032332504)	38.5K	QoQ +4.05% (-1.5K) YoY +4.05% (-1.5K)	All Managers (Combined)	$186.0K	QoQ -7.92% (-$0) YoY -7.00% (-$0)
(cusip85207Q104)✕	18.7K	QoQ +12.92% (+2.1K) YoY -13.62% (-3.0K)	All Managers (Combined)	$186.0K	QoQ +26.53% (+$0) YoY -11.00% (-$0)
Iovance Biotherapeutics, Inc.(IOVAcusip462260100)	55.5K	QoQ +75.97% (-23.9K) YoY +439.89% (+45.2K)	All Managers (Combined)	$185.0K	QoQ -20.60% (-$0) YoY +21.71% (+$0)
Ellsworth Growth & Income Fund Ltd(ECFcusip289074106)	20.2K	QoQ -0.37% (-76) YoY -8.79% (-1.9K)	All Managers (Combined)	$183.0K	QoQ -6.63% (-$0) YoY +1.66% (-$0)
Arcturus Therapeutics Holdings Inc.(ARCTcusip03969T109)	17.0K	QoQ +2.12% (-353) YoY +20.40% (-2.9K)	All Managers (Combined)	$180.0K	QoQ -36.17% (-$0) YoY -62.18% (-$0)
Energy Recovery, Inc.(ERIIcusip29270J100)	11.1K	QoQ +1.83% (+200) YoY -13.79% (-1.8K)	All Managers (Combined)	$177.0K	QoQ +9.93% (+$0) YoY -13.23% (-$0)
Mitek Systems Inc(MITKcusip606710200)	21.5K	QoQ -0.03% (-7) YoY -4.18% (-937)	All Managers (Combined)	$177.0K	QoQ -25.94% (-$0) YoY -43.98% (-$0)
Precision Biosciences Inc(DTILcusip74019P207)	37.2K	QoQ +192.72% (+24.5K) YoY NEW(+37.2K)	All Managers (Combined)	$177.0K	QoQ +268.75% (+$0) YoY NEW(+$0)
Aura Biosciences, Inc.(AURAcusip05153U107)	30.3K	QoQ +0.92% (-278) YoY NEW(+30.3K)	All Managers (Combined)	$177.0K	QoQ -28.34% (-$0) YoY NEW(+$0)
(cusip37960A420)✕	10.4K	QoQ +7.31% (-710) YoY NEW(+10.4K)	All Managers (Combined)	$177.0K	QoQ -20.62% (-$0) YoY NEW(+$0)
Uranium Energy Corp(UECcusip916896103)	36.6K	QoQ -4.60% (-1.8K) YoY -36.78% (-21.3K)	All Managers (Combined)	$175.0K	QoQ -31.90% (-$0) YoY -55.24% (-$0)
Guggenheim Active Allocation Fund(GUGcusip40170T106)	11.6K	QoQ +2.32% (+264) YoY +10.59% (+1.1K)	All Managers (Combined)	$175.0K	QoQ +3.55% (+$0) YoY +13.63% (+$0)
Templeton Emerging Markets Income Fund(TEIcusip880192109)	32.5K	QoQ -39.35% (-21.1K) YoY -51.29% (-34.2K)	All Managers (Combined)	$175.0K	QoQ -36.36% (-$0) YoY -51.65% (-$0)
Harborone Bancorp, Inc.(HONEcusip41165Y100)	16.8K	QoQ +0.67% (-113) YoY +34.10% (+4.3K)	All Managers (Combined)	$174.0K	QoQ -11.67% (-$0) YoY +30.82% (+$0)
Sabre Corp(SABRcusip78573M104)	61.9K	QoQ -18.18% (-13.8K) YoY -21.62% (-17.1K)	All Managers (Combined)	$174.0K	QoQ -36.95% (-$0) YoY -8.90% (-$0)