Lpl Financial LLC

Filing Details

13F-HR • 2025-03-31

SEC FilingSEC DataHachi Filing

Report Date: 2025-03-31
Filing Date: 2025-05-07
Total Holdings: 5,209
Total Value: 192476340815
Accession Number: 0001403438-25-000003
Form Type: 13F-HR
CIK: 0001403438
Manager Name: Lpl Financial LLC

Data Enrichment

60% identified

3,103 identified2,106 unidentified

Holdings

SEC FilingSEC DataHachi Filing

Manager:

5,209 positions • $192,476,340.815K total value

5,209 positions

Manager:

SEC FilingSEC DataHachi Filing

Search and click to pin securities to the top

Page 249 of 261

Sort by:

CuriosityStream Inc.

CURI|23130Q107

27580(-0.7%)

Value:

$73.9M(+73.9%)

68248T204

11000(+0.0%)

Value:

$73.7M(+175.7%)

TCW STRATEGIC INCOME FUND INC

TSI|872340104

15091(-8.4%)

Value:

$73.3M(-7.4%)

Ares Commercial Real Estate Corp

ACRE|04013V108

15811(-10.8%)

Value:

$73.2M(-29.9%)

CITIZENS, INC.

CIA|174740100

16027(+0.0%)

Value:

$72.9M(+13.5%)

Inotiv, Inc.

NOTV|45783Q100

32804(+0.0%)

Value:

$72.5M(-46.6%)

EASTMAN KODAK CO

KODK|277461406

11316(-38.3%)

Value:

$71.5M(-40.6%)

SELLAS Life Sciences Group, Inc.

SLS|81642T209

65744(+26.7%)

Value:

$71.0M(+31.6%)

TETRA TECHNOLOGIES INC

TTI|88162F105

21026(-11.7%)

Value:

$70.6M(-17.1%)

ROCKWELL MEDICAL, INC.

RMTI|774374300

61911(+12.8%)

Value:

$70.0M(-37.5%)

Pangaea Logistics Solutions Ltd.

PANL|G6891L105

14425

Value:

$68.7M

AMARIN CORP PLC\UK

AMRN|023111206

153035(+0.0%)

Value:

$68.6M(-7.6%)

Clough Global Equity Fund

GLQ|18914C100

10870(+0.0%)

Value:

$68.4M(-5.5%)

Douglas Elliman Inc.

DOUG|25961D105

39725(+65.4%)

Value:

$68.3M(+70.4%)

ORASURE TECHNOLOGIES INC

OSUR|68554V108

20030(+19.1%)

Value:

$67.5M(+11.2%)

NEW YORK MORTGAGE TRUST, INC.

NYMT|649604840

10387(-51.1%)

Value:

$67.4M(-47.6%)

PIMCO CALIFORNIA MUNICIPAL INCOME FUND II

PCK|72200M108

11822(-11.3%)

Value:

$66.7M(-12.6%)

Nano Dimension Ltd.

NNDM|63008G203

41932(-21.2%)

Value:

$66.7M(-49.5%)

Seres Therapeutics, Inc.

MCRB|81750R102

95137(+0.4%)

Value:

$66.6M(-15.4%)

IOVANCE BIOTHERAPEUTICS, INC.

IOVA|462260100

20000(-92.0%)

Value:

$66.6M(-96.4%)

Instrument	Shares		Other Manager	Value
Curiositystream Inc.(CURIcusip23130Q107)	27.6K	QoQ -0.73% (-204) YoY +156.08% (+16.8K)	All Managers (Combined)	$73.9K	QoQ +73.87% (-$31.4K) YoY +541.38% (+$62.4K)
(cusip68248T204)✕	11.0K	QoQ 0.00% (+0) YoY -15.38% (-2.0K)	All Managers (Combined)	$73.7K	QoQ +175.72% (+$47.0K) YoY +155.37% (-$44.8K)
Tcw Strategic Income Fund Inc(TSIcusip872340104)	15.1K	QoQ -8.38% (-1.4K) YoY -23.11% (-4.5K)	All Managers (Combined)	$73.3K	QoQ -7.43% (-$5.9K) YoY -22.31% (-$21.1K)
Ares Commercial Real Estate Corp(ACREcusip04013V108)	15.8K	QoQ -10.81% (-1.9K) YoY -28.98% (-6.5K)	All Managers (Combined)	$73.2K	QoQ -29.89% (-$31.2K) YoY -55.86% (-$92.7K)
Citizens, Inc.(CIAcusip174740100)	16.0K	QoQ 0.00% (+0) YoY 0.00% (+0)	All Managers (Combined)	$72.9K	QoQ +13.46% (+$8.7K) YoY +112.61% (+$38.6K)
Inotiv, Inc.(NOTVcusip45783Q100)	32.8K	QoQ +0.03% (-10) YoY NEW(+32.8K)	All Managers (Combined)	$72.5K	QoQ -46.60% (-$63.3K) YoY NEW(+$72.5K)
Eastman Kodak Co(KODKcusip277461406)	11.3K	QoQ -38.28% (-7.0K) YoY -36.40% (-6.5K)	All Managers (Combined)	$71.5K	QoQ -40.63% (-$49.0K) YoY -18.79% (-$16.6K)
Sellas Life Sciences Group, Inc.(SLScusip81642T209)	65.7K	QoQ +26.68% (+13.8K) YoY NEW(+65.7K)	All Managers (Combined)	$71.0K	QoQ +31.56% (+$17.0K) YoY NEW(+$71.0K)
Tetra Technologies Inc(TTIcusip88162F105)	21.0K	QoQ -11.68% (-2.8K) YoY -90.07% (-190.9K)	All Managers (Combined)	$70.6K	QoQ -17.10% (-$14.6K) YoY -92.47% (-$868.1K)
Rockwell Medical, Inc.(RMTIcusip774374300)	61.9K	QoQ +12.82% (-7.0K) YoY NEW(+61.9K)	All Managers (Combined)	$70.0K	QoQ -37.50% (-$42.0K) YoY NEW(+$70.0K)
Pangaea Logistics Solutions Ltd.(PANLcusipG6891L105)	14.4K	QoQ NEW(+14.4K) YoY NEW(+14.4K)	All Managers (Combined)	$68.7K	QoQ NEW(+$68.7K) YoY NEW(+$68.7K)
Amarin Corp Plc\Uk(AMRNcusip023111206)	153.0K	QoQ 0.00% (-15) YoY -4.73% (-7.6K)	All Managers (Combined)	$68.6K	QoQ -7.59% (-$5.6K) YoY -52.07% (-$74.5K)
Clough Global Equity Fund(GLQcusip18914C100)	10.9K	QoQ 0.00% (-0) YoY -75.48% (-33.5K)	All Managers (Combined)	$68.4K	QoQ -5.55% (-$4.0K) YoY -76.31% (-$220.3K)
Douglas Elliman Inc.(DOUGcusip25961D105)	39.7K	QoQ +65.43% (+15.7K) YoY +55.43% (+14.2K)	All Managers (Combined)	$68.3K	QoQ +70.38% (+$28.2K) YoY +69.20% (+$27.9K)
Orasure Technologies Inc(OSURcusip68554V108)	20.0K	QoQ +19.09% (+3.2K) YoY +17.90% (-3.0K)	All Managers (Combined)	$67.5K	QoQ +11.18% (+$6.8K) YoY -35.39% (-$37.0K)
New York Mortgage Trust, Inc.(NYMTcusip649604840)	10.4K	QoQ -51.09% (-10.9K) YoY NEW(+10.4K)	All Managers (Combined)	$67.4K	QoQ -47.62% (-$61.3K) YoY NEW(+$67.4K)
Pimco California Municipal Income Fund Ii(PCKcusip72200M108)	11.8K	QoQ -11.31% (-1.5K) YoY -64.70% (-21.7K)	All Managers (Combined)	$66.7K	QoQ -12.55% (-$9.6K) YoY -65.50% (-$126.6K)
Nano Dimension Ltd.(NNDMcusip63008G203)	41.9K	QoQ -21.17% (-11.3K) YoY +11.61% (-4.4K)	All Managers (Combined)	$66.7K	QoQ -49.46% (-$65.3K) YoY -36.27% (-$38.0K)
Seres Therapeutics, Inc.(MCRBcusip81750R102)	95.1K	QoQ +0.36% (-350) YoY -26.69% (-34.6K)	All Managers (Combined)	$66.6K	QoQ -15.44% (-$12.2K) YoY -33.69% (-$33.9K)
Iovance Biotherapeutics, Inc.(IOVAcusip462260100)	20.0K	QoQ -92.02% (-230.7K) YoY -91.69% (-220.7K)	All Managers (Combined)	$66.6K	QoQ -96.41% (-$1.8M) YoY -98.13% (-$3.5M)