Simplex Trading, LLC

Filing Details

13F-HR • 2025-03-31

SEC FilingSEC DataHachi Filing

Report Date: 2025-03-31
Filing Date: 2025-05-12
Total Holdings: 8,744
Total Value: 141360883
Accession Number: 0001488542-25-000007
Form Type: 13F-HR
CIK: 0001488542
Manager Name: Simplex Trading, LLC

Data Enrichment

22% identified

1,894 identified6,850 unidentified

Holdings

SEC FilingSEC DataHachi Filing

Manager:

8,744 positions • $141,360.883K total value

8,744 positions

Manager:

SEC FilingSEC DataHachi Filing

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PAVmed Inc.

Shares:

231

Value:

$0

37229T959

Shares:

100

Value:

$0

040126904

Shares:

1300(-7.1%)

Value:

$0

00938A954

Shares:

100(-94.7%)

Value:

$0(-100.0%)

96145W903

Shares:

100(-99.7%)

Value:

$0(-100.0%)

29402E952

Shares:

100(-83.3%)

Value:

$0(-100.0%)

961684906

Shares:

100(-66.7%)

Value:

$0

961684956

Shares:

200

Value:

$0

46137V431

Shares:

8

Value:

$0

46137V472

Shares:

1(-99.8%)

Value:

$0(-100.0%)

729139955

Shares:

200(-97.8%)

Value:

$0(-100.0%)

483467906

Shares:

400(+33.3%)

Value:

$0

Athira Pharma, Inc.

Shares:

324(-85.2%)

Value:

$0(-100.0%)

72765Q952

Shares:

100(+0.0%)

Value:

$0

967590959

Shares:

100(+0.0%)

Value:

$0

Oric Pharmaceuticals, Inc.

Shares:

146

Value:

$0

014442957

Shares:

200(-99.1%)

Value:

$0(-100.0%)

ORION ENERGY SYSTEMS, INC.

Shares:

563(+87.0%)

Value:

$0

72581M905

Shares:

300

Value:

$0

Aura Biosciences, Inc.

Shares:

54

Value:

$0

Instrument	Shares		Other Manager	Value
Pavmed Inc.(PAVMcusip70387R403)	231	QoQ NEW(+231) YoY -42.25% (-169)	All Managers (Combined)	$0	QoQ NEW(+$0) YoY -(-$0)
(cusip37229T959)✕	100	QoQ NEW(+100) YoY -75.00% (-300)	All Managers (Combined)	$0	QoQ NEW(+$0) YoY -(-$0)
(cusip040126904)✕	1.3K	QoQ -7.14% (-100) YoY NEW(+1.3K)	All Managers (Combined)	$0	QoQ -(-$0) YoY NEW(+$0)
(cusip00938A954)✕	100	QoQ -94.73% (-1.8K) YoY NEW(+100)	All Managers (Combined)	$0	QoQ EXITED(-$0) YoY NEW(+$0)
(cusip96145W903)✕	100	QoQ -99.73% (-37.8K) YoY -99.94% (-199.7K)	All Managers (Combined)	$0	QoQ EXITED(-$0) YoY EXITED(-$2)
(cusip29402E952)✕	100	QoQ -83.33% (-500) YoY NEW(+100)	All Managers (Combined)	$0	QoQ EXITED(-$0) YoY NEW(+$0)
(cusip961684906)✕	100	QoQ -66.66% (-200) YoY NEW(+100)	All Managers (Combined)	$0	QoQ -(-$0) YoY NEW(+$0)
(cusip961684956)✕	200	QoQ NEW(+200) YoY NEW(+200)	All Managers (Combined)	$0	QoQ NEW(+$0) YoY NEW(+$0)
(cusip46137V431)✕	8	QoQ NEW(+8) YoY -75.00% (-24)	All Managers (Combined)	$0	QoQ NEW(+$0) YoY EXITED(-$0)
(cusip46137V472)✕	1	QoQ -99.81% (-545) YoY NEW(+1)	All Managers (Combined)	$0	QoQ EXITED(-$0) YoY NEW(+$0)
(cusip729139955)✕	200	QoQ -97.82% (-9.0K) YoY -91.30% (-2.1K)	All Managers (Combined)	$0	QoQ EXITED(-$0) YoY EXITED(-$0)
(cusip483467906)✕	400	QoQ +33.33% (+100) YoY NEW(+400)	All Managers (Combined)	$0	QoQ -(+$0) YoY NEW(+$0)
Athira Pharma, Inc.(ATHAcusip04746L104)	324	QoQ -85.16% (-1.9K) YoY -98.23% (-18.0K)	All Managers (Combined)	$0	QoQ EXITED(-$0) YoY EXITED(-$0)
(cusip72765Q952)✕	100	QoQ 0.00% (+0) YoY -75.00% (-300)	All Managers (Combined)	$0	QoQ -(+$0) YoY -(-$0)
(cusip967590959)✕	100	QoQ 0.00% (+0) YoY NEW(+100)	All Managers (Combined)	$0	QoQ -(+$0) YoY NEW(+$0)
Oric Pharmaceuticals, Inc.(ORICcusip68622P109)	146	QoQ NEW(+146) YoY NEW(+146)	All Managers (Combined)	$0	QoQ NEW(+$0) YoY NEW(+$0)
(cusip014442957)✕	200	QoQ -99.10% (-22.2K) YoY -75.00% (-600)	All Managers (Combined)	$0	QoQ EXITED(-$0) YoY EXITED(-$0)
Orion Energy Systems, Inc.(OESXcusip686275108)	563	QoQ +87.04% (+262) YoY +101.07% (+283)	All Managers (Combined)	$0	QoQ -(+$0) YoY -(+$0)
(cusip72581M905)✕	300	QoQ NEW(+300) YoY -92.30% (-3.6K)	All Managers (Combined)	$0	QoQ NEW(+$0) YoY EXITED(-$0)
Aura Biosciences, Inc.(AURAcusip05153U107)	54	QoQ NEW(+54) YoY NEW(+54)	All Managers (Combined)	$0	QoQ NEW(+$0) YoY NEW(+$0)