Thomas-J-Herzfeld-Advisors

AI_NATIVE detailed information: This accession holds the following tickers:[
  "RVT",
  "CET",
  "JFR",
  "QQQX",
  "BGY",
  "ASGI",
  "ADX",
  "AWP",
  "VFL",
  "BDJ",
  "EMO",
  "STEW",
  "CLM",
  "USA",
  "NAD",
  "PSEC",
  "PHT",
  "TYG",
  null,
  null,
  "OSW",
  "XFLT",
  "MVT",
  "TMC",
  "PFN",
  "LDP",
  "ECC",
  null,
  "AOD",
  "BCAT",
  "ECAT",
  "MUC",
  "BSTZ",
  "PFO",
  "FFC",
  "FSCO",
  "HFRO",
  "CUBA",
  "META",
  "NXDT",
  "NPFD",
  null,
  null,
  "TSI",
  "SSSS",
  null,
  "ENX",
  "CXH",
  "JEQ",
  "ASA",
  "RA",
  "DIAX",
  "MEGI",
  "PCK",
  "SDHY",
  "EEA",
  "MXE",
  "PDX",
  "IIF",
  null,
  "JLS",
  "DMO",
  "DSM",
  "MXF",
  "JOF",
  "MFM",
  "ZTR",
  "LEO",
  "AIRJW",
  "ASG",
  "JRS",
  "CXE",
  "JCE",
  "GAM",
  "PAXS",
  "NBXG",
  "STK",
  "MAV",
  "EDD",
  "CMU",
  "SPMC",
  "TEAF",
  "MIO",
  null,
  null,
  "GAB",
  "GF",
  "FPF",
  "SPY",
  null,
  "PDO",
  null,
  "GLD",
  "RCL",
  "GDV",
  "KYN",
  "OFG",
  "TY",
  "AGD",
  "AEF",
  "TWN",
  "MMD",
  "TBLD",
  "KF",
  "EDF",
  "TDF",
  "NMCO",
  null,
  "CHN",
  "NCLH",
  null,
  "RFMZ",
  "DMA",
  "VGM",
  "FBP",
  "MTZ",
  "BPOP",
  "CCL",
  "CWCO",
  null,
  "CSGP",
  "VMC",
  "NEE",
  "QQQ",
  "MDY",
  "NFLX",
  null,
  "MLM"
]

Filing Details

13F-HR • 2025-03-31

SEC FilingSEC DataHachi Filing

Report Date: 2025-03-31
Filing Date: 2025-05-14
Total Holdings: 128
Total Value: 293973769
Accession Number: 0001398344-25-009442
Form Type: 13F-HR
CIK: thomas-j-herzfeld-advisors
Manager Name: Thomas-J-Herzfeld-Advisors

Data Enrichment

88% identified

113 identified15 unidentified

Holdings

SEC FilingSEC DataHachi Filing

Manager:

128 positions • $294.0M total value

SEC FilingSEC DataHachi Filing

Manager:

Search and click to pin securities to the top

Page 1 of 7

Sort by:

PIMCO Dynamic Income Strategy Fund

PDX|69346N107

Shares:1.6M

Value:$40.3M

% of Portfolio:13.7% ($40.3M/$294.0M)

FS Credit Opportunities Corp.

FSCO|30290Y101

Shares:3.1M

Value:$22.2M

% of Portfolio:7.5% ($22.2M/$294.0M)

HERZFELD CARIBBEAN BASIN FUND INC

CUBA|42804T106

Shares:6.0M

Value:$16.1M

% of Portfolio:5.5% ($16.1M/$294.0M)

880198205

Shares:1.7M

Value:$14.8M

% of Portfolio:5.0% ($14.8M/$294.0M)

HIGHLAND OPPORTUNITIES & INCOME FUND

HFRO|43010E404

Shares:2.7M

Value:$13.9M

% of Portfolio:4.7% ($13.9M/$294.0M)

NUVEEN FLOATING RATE INCOME FUND

JFR|67072T108

Shares:1.2M

Value:$9.9M

% of Portfolio:3.4% ($9.9M/$294.0M)

PROSPECT CAPITAL CORP

PSEC|74348T102

Shares:2.3M

Value:$9.5M

% of Portfolio:3.2% ($9.5M/$294.0M)

Brookfield Real Assets Income Fund Inc.

RA|112830104

Shares:666.7K

Value:$8.8M

% of Portfolio:3.0% ($8.8M/$294.0M)

SURO CAPITAL CORP.

SSSS|86887Q109

Shares:1.7M

Value:$8.5M

% of Portfolio:2.9% ($8.5M/$294.0M)

Nuveen Variable Rate Preferred & Income Fund

NPFD|67080R102

Shares:410.1K

Value:$7.7M

% of Portfolio:2.6% ($7.7M/$294.0M)

XAI Octagon Floating Rate & Alternative Income Trust

XFLT|98400T106

Shares:1.3M

Value:$7.4M

% of Portfolio:2.5% ($7.4M/$294.0M)

PIMCO Access Income Fund

PAXS|72203T100

Shares:380.6K

Value:$6.1M

% of Portfolio:2.1% ($6.1M/$294.0M)

Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC

FFC|338478100

Shares:355.7K

Value:$5.7M

% of Portfolio:1.9% ($5.7M/$294.0M)

Destra Multi-Alternative Fund

DMA|25065A502

Shares:611.0K

Value:$5.2M

% of Portfolio:1.8% ($5.2M/$294.0M)

TORTOISE ENERGY INFRASTRUCTURE CORP

TYG|89147L886

Shares:105.8K

Value:$4.6M

% of Portfolio:1.5% ($4.6M/$294.0M)

Sound Point Meridian Capital, Inc.

SPMC|83617A108

Shares:225.1K

Value:$4.5M

% of Portfolio:1.5% ($4.5M/$294.0M)

ClearBridge Energy Midstream Opportunity Fund Inc.

EMO|18469P209

Shares:89.8K

Value:$4.5M

% of Portfolio:1.5% ($4.5M/$294.0M)

Kayne Anderson Energy Infrastructure Fund, Inc.

KYN|486606106

Shares:337.2K

Value:$4.3M

% of Portfolio:1.5% ($4.3M/$294.0M)

Neuberger Berman Next Generation Connectivity Fund Inc.

NBXG|64133Q108

Shares:348.6K

Value:$4.3M

% of Portfolio:1.5% ($4.3M/$294.0M)

Nuveen Dow 30sm Dynamic Overwrite Fund

DIAX|67075F105

Shares:285.5K

Value:$4.1M

% of Portfolio:1.4% ($4.1M/$294.0M)

Instrument	Shares		Other Manager	Value	% of Portfolio
PIMCO Dynamic Income Strategy Fund(PDXcusip69346N107)	1.6M	QoQ +9.94% (+148.5K) YoY +23.11% (+308.3K)	All Managers (Combined)	$40.3M	13.7% ($40.3M/$294.0M)	QoQ +3.25% (+$1.3M) YoY +42.44% (+$12.0M)
FS Credit Opportunities Corp.(FSCOcusip30290Y101)	3.1M	QoQ -2.85% (-92.4K) YoY -21.12% (-842.5K)	All Managers (Combined)	$22.2M	7.5% ($22.2M/$294.0M)	QoQ +0.42% (-$93.3K) YoY -6.23% (-$1.5M)
HERZFELD CARIBBEAN BASIN FUND INC(CUBAcusip42804T106)	6.0M	QoQ +142.00% (+3.5M) YoY +137.86% (+3.5M)	All Managers (Combined)	$16.1M	5.5% ($16.1M/$294.0M)	QoQ +176.72% (+$10.3M) YoY +145.21% (+$9.6M)
(cusip880198205)✕	1.7M	QoQ +18.42% (+264.6K) YoY NEW(+1.7M)	All Managers (Combined)	$14.8M	5.0% ($14.8M/$294.0M)	QoQ +13.71% (+$1.8M) YoY NEW(+$14.8M)
HIGHLAND OPPORTUNITIES & INCOME FUND(HFROcusip43010E404)	2.7M	QoQ -3.02% (-83.5K) YoY -14.62% (-458.5K)	All Managers (Combined)	$13.9M	4.7% ($13.9M/$294.0M)	QoQ -2.83% (-$406.5K) YoY -36.84% (-$8.1M)
NUVEEN FLOATING RATE INCOME FUND(JFRcusip67072T108)	1.2M	QoQ +75.42% (+504.3K) YoY +36.81% (+315.6K)	All Managers (Combined)	$9.9M	3.4% ($9.9M/$294.0M)	QoQ +66.57% (+$4.0M) YoY +32.73% (+$2.5M)
PROSPECT CAPITAL CORP(PSECcusip74348T102)	2.3M	QoQ +26.64% (+487.2K) YoY NEW(+2.3M)	All Managers (Combined)	$9.5M	3.2% ($9.5M/$294.0M)	QoQ +20.47% (+$1.6M) YoY NEW(+$9.5M)
Brookfield Real Assets Income Fund Inc.(RAcusip112830104)	666.7K	QoQ +12.04% (+71.7K) YoY +594.40% (+570.7K)	All Managers (Combined)	$8.8M	3.0% ($8.8M/$294.0M)	QoQ +10.70% (+$848.2K) YoY +607.30% (+$7.5M)
SURO CAPITAL CORP.(SSSScusip86887Q109)	1.7M	QoQ +26.27% (+356.7K) YoY +218.80% (+1.2M)	All Managers (Combined)	$8.5M	2.9% ($8.5M/$294.0M)	QoQ +6.73% (+$537.3K) YoY +248.23% (+$6.1M)
Nuveen Variable Rate Preferred & Income Fund(NPFDcusip67080R102)	410.1K	QoQ -35.93% (-230.0K) YoY +152.53% (+247.7K)	All Managers (Combined)	$7.7M	2.6% ($7.7M/$294.0M)	QoQ -34.03% (-$4.0M) YoY +164.66% (+$4.8M)
XAI Octagon Floating Rate & Alternative Income Trust(XFLTcusip98400T106)	1.3M	QoQ +21.41% (+221.9K) YoY NEW(+1.3M)	All Managers (Combined)	$7.4M	2.5% ($7.4M/$294.0M)	QoQ +8.06% (+$554.9K) YoY NEW(+$7.4M)
PIMCO Access Income Fund(PAXScusip72203T100)	380.6K	QoQ +6.22% (+22.3K) YoY +287.07% (+282.3K)	All Managers (Combined)	$6.1M	2.1% ($6.1M/$294.0M)	QoQ +11.87% (+$648.6K) YoY +295.19% (+$4.6M)
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC(FFCcusip338478100)	355.7K	QoQ -3.39% (-12.5K) YoY NEW(+355.7K)	All Managers (Combined)	$5.7M	1.9% ($5.7M/$294.0M)	QoQ -0.90% (-$51.6K) YoY NEW(+$5.7M)
Destra Multi-Alternative Fund(DMAcusip25065A502)	611.0K	QoQ -11.39% (-78.6K) YoY -34.25% (-318.3K)	All Managers (Combined)	$5.2M	1.8% ($5.2M/$294.0M)	QoQ -11.18% (-$652.4K) YoY -28.70% (-$2.1M)
TORTOISE ENERGY INFRASTRUCTURE CORP(TYGcusip89147L886)	105.8K	QoQ -17.09% (-21.8K) YoY NEW(+105.8K)	All Managers (Combined)	$4.6M	1.5% ($4.6M/$294.0M)	QoQ -15.02% (-$805.1K) YoY NEW(+$4.6M)
Sound Point Meridian Capital, Inc.(SPMCcusip83617A108)	225.1K	QoQ -32.70% (-109.4K) YoY NEW(+225.1K)	All Managers (Combined)	$4.5M	1.5% ($4.5M/$294.0M)	QoQ -35.79% (-$2.5M) YoY NEW(+$4.5M)
ClearBridge Energy Midstream Opportunity Fund Inc.(EMOcusip18469P209)	89.8K	QoQ -15.02% (-15.9K) YoY NEW(+89.8K)	All Managers (Combined)	$4.5M	1.5% ($4.5M/$294.0M)	QoQ -9.40% (-$462.4K) YoY NEW(+$4.5M)
Kayne Anderson Energy Infrastructure Fund, Inc.(KYNcusip486606106)	337.2K	QoQ +4.95% (+15.9K) YoY NEW(+337.2K)	All Managers (Combined)	$4.3M	1.5% ($4.3M/$294.0M)	QoQ +5.94% (+$242.8K) YoY NEW(+$4.3M)
Neuberger Berman Next Generation Connectivity Fund Inc.(NBXGcusip64133Q108)	348.6K	QoQ -2.92% (-10.5K) YoY +19.10% (+55.9K)	All Managers (Combined)	$4.3M	1.5% ($4.3M/$294.0M)	QoQ -6.65% (-$304.4K) YoY +24.17% (+$831.2K)
Nuveen Dow 30sm Dynamic Overwrite Fund(DIAXcusip67075F105)	285.5K	QoQ +2.25% (-6.3K) YoY +20.84% (+49.2K)	All Managers (Combined)	$4.1M	1.4% ($4.1M/$294.0M)	QoQ -1.61% (-$67.8K) YoY +19.44% (+$673.4K)