Regal-Investment-Advisors

AI_NATIVE detailed information: This accession holds the following tickers:[
  null,
  null,
  null,
  null,
  "INDI",
  null,
  "KRYS",
  null,
  "GDX",
  null,
  null,
  null,
  "MGEE",
  null,
  "MP",
  null,
  "MU",
  null,
  "JXN",
  null,
  "FNDF",
  "FNDA",
  "ACN",
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  "ABBV",
  "ADBE",
  "GOOGL",
  "ALNY",
  null,
  "T",
  "BLK",
  null,
  "CAT",
  "AVGO",
  "LOW",
  null,
  null,
  null,
  null,
  null,
  null,
  null,
  null,
  null,
  "DUK",
  "MBWM",
  null,
  "PSEC",
  null,
  null,
  "EOG",
  null,
  null,
  "EXPE",
  null,
  null,
  null,
  "MUJ",
  null,
  "BFC",
  "FITB",
  null,
  null,
  "GIS",
  "ALDX",
  "HD",
  null,
  null,
  null,
  null,
  null,
  null,
  "MCD",
  null,
  null,
  null,
  null,
  null,
  "ETW",
  null,
  null,
  "UNP",
  "QCOM",
  null,
  null,
  null,
  null,
  "HUBS",
  "EMXC",
  null,
  "GSIE",
  null,
  "RIVN",
  "EMR",
  "PI",
  "MUB",
  "META",
  null,
  null,
  null,
  null,
  null,
  null,
  "HEFA",
  "NXJ",
  null,
  null,
  null,
  "IVW",
  null,
  null,
  "IJH",
  "TSI",
  null,
  "STKL",
  null,
  null,
  null,
  "PMM",
  "PDX",
  null,
  null,
  "KNSL",
  "KMI",
  "LRCX",
  "IWS",
  null,
  null,
  null,
  null,
  "MPC",
  "MA",
  "MDT",
  "MSFT",
  "MS",
  null,
  "EXC",
  null,
  "FIS",
  null,
  "GE",
  null,
  null,
  null,
  "ODFL",
  null,
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  "BX",
  "IJR",
  "EFG",
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  "IWD",
  "ORCL",
  "OKE",
  "VGIT",
  null,
  null,
  null,
  null,
  null,
  null,
  null,
  null,
  "EEM",
  "IWF",
  null,
  null,
  "PANW",
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  null,
  "IEMG",
  null,
  "IVV",
  null,
  null,
  null,
  null,
  "IYR",
  "DOW",
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  "AAPL",
  "SPY",
  null,
  "NVDA",
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  "INTC",
  "PLTR",
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  null,
  "LMT",
  "PG",
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  null,
  "VZ",
  null,
  null,
  "AMGN",
  null,
  "FNDX",
  null,
  null,
  "IEFA",
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  null,
  "SCHX",
  null,
  null,
  "NOW",
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  "SPG",
  "O",
  "SNA",
  "RTX",
  "GLD",
  null,
  null,
  "SPYG",
  null,
  "AMT",
  null,
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  null,
  null,
  "IBM",
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  "TXN",
  "TGT",
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  "UBER",
  "UL",
  "UPS",
  "VNQ",
  "VO",
  "MET",
  "LZB",
  "VXF",
  "SOUN",
  "VV",
  "VOE",
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  "AB",
  null,
  "VWO",
  null,
  "VSS",
  null,
  null,
  "VCIT",
  null,
  "FIVN",
  "VIG",
  null,
  "ULTA",
  null,
  null,
  "GSK",
  null,
  null,
  "ETR",
  "VYM",
  "VRTX",
  "VRSK",
  null,
  null,
  "AON",
  "UAA",
  null,
  "TOL",
  "AFL",
  "APH",
  "AMD",
  "X",
  "SDY",
  "FI",
  "CPAY",
  "NTRA",
  "F",
  "GNRC",
  "AJG",
  "WM",
  "IWP",
  null,
  "GSLC",
  "CAH",
  "AEP",
  "FSI",
  "EXTR",
  null,
  null,
  "VIGI",
  "AMZN",
  null,
  null,
  "CLF",
  null,
  "IVE",
  null,
  "PFG",
  null,
  null,
  null,
  null,
  null,
  null,
  null,
  "ABEV",
  null,
  null,
  "HBAN",
  null,
  "VGT",
  "VUG",
  "VEA",
  null,
  "VNQI",
  null,
  "VYMI",
  null,
  "MGK",
  "VOOV",
  null,
  "VXUS",
  "VOOG",
  "VBK",
  "BNDX",
  "VTEB",
  "BND",
  "VBR",
  "VOT",
  "BSV",
  "VB",
  "VOO",
  "VUSB",
  "VTV",
  "VEEV",
  "V",
  "WMT",
  "WES",
  "WFC",
  "HOWL",
  "WWD",
  null,
  null,
  null,
  "WW",
  "ZETA",
  null,
  null,
  "LNT",
  null,
  null,
  "DTE",
  "SCHD",
  null,
  "DVY",
  "SCHG",
  "SCHF",
  null,
  "SCHA",
  null,
  "NZF",
  "SO",
  "ON",
  "PSX",
  "RPRX",
  null,
  "SYY",
  "DIA",
  null,
  null,
  "IXUS",
  "MTUM",
  "IUSV",
  null,
  null,
  "SPYV",
  null,
  null,
  null,
  "ESGU",
  null,
  "NUE",
  "FDX",
  null,
  "KMB",
  "ADP",
  "BAC",
  null,
  "BRK-B",
  null,
  null,
  null,
  "BA",
  "BMY",
  "BTI",
  "BLDR",
  "CALM",
  "CBOE",
  "CASY",
  "CVX",
  "GTLS",
  "CINF",
  "CB",
  "CHRD",
  "CSCO",
  "C",
  "CLX",
  "CNA",
  "CODX",
  "CME",
  "KO",
  "COIN",
  "CL",
  "COP",
  "CEG",
  "CPRT",
  "ED",
  "COST",
  "CRWD",
  "CVS",
  "CYBR",
  "DHR",
  "DE",
  "FANG",
  "DAL",
  "DFAC",
  "DLR",
  "RSP",
  "EWJ",
  "IJT",
  null,
  "EFA",
  "USMV",
  "IWB",
  "NKE",
  "QQQ",
  "IWM",
  "DIS",
  "ETN",
  "GOOG",
  "XOM",
  "JNJ",
  "LLY",
  "TSLA",
  "PLD",
  "NFLX",
  "PM",
  null,
  null,
  "MO",
  "XLK",
  "ITOT",
  "VTI",
  "JPM",
  "QUAL"
]

Filing Details

13F-HR • 2025-03-31

SEC FilingSEC DataHachi Filing

Report Date: 2025-03-31
Filing Date: 2025-05-12
Total Holdings: 460
Total Value: 1236193797
Accession Number: 0001559789-25-000002
Form Type: 13F-HR
CIK: regal-investment-advisors
Manager Name: Regal-Investment-Advisors

Data Enrichment

62% identified

284 identified176 unidentified

Holdings

SEC FilingSEC DataHachi Filing

Manager:

460 positions • $1.2B total value

SEC FilingSEC DataHachi Filing

Manager:

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EXTREME NETWORKS INC

EXTR|30226D106

Shares:14.0K

Value:$185.2K

% of Portfolio:0.0% ($185.2K/$1.2B)

CLEVELAND-CLIFFS INC.

CLF|185899101

Shares:21.2K

Value:$174.4K

% of Portfolio:0.0% ($174.4K/$1.2B)

BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC.

MUJ|09254X101

Shares:15.4K

Value:$173.3K

% of Portfolio:0.0% ($173.3K/$1.2B)

FLEXIBLE SOLUTIONS INTERNATIONAL INC

FSI|33938T104

Shares:28.5K

Value:$143.7K

% of Portfolio:0.0% ($143.7K/$1.2B)

SOUNDHOUND AI, INC.

SOUN|836100107

Shares:17.7K

Value:$143.4K

% of Portfolio:0.0% ($143.4K/$1.2B)

Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund

ETW|27829C105

Shares:17.3K

Value:$142.3K

% of Portfolio:0.0% ($142.3K/$1.2B)

977852AD4

Shares:—

Value:$133.4K

% of Portfolio:0.0% ($133.4K/$1.2B)

PROSPECT CAPITAL CORP

PSEC|74348T102

Shares:22.6K

Value:$92.7K

% of Portfolio:0.0% ($92.7K/$1.2B)

PUTNAM MANAGED MUNICIPAL INCOME TRUST

PMM|746823103

Shares:13.6K

Value:$83.4K

% of Portfolio:0.0% ($83.4K/$1.2B)

SunOpta Inc.

STKL|8676EP108

Shares:17.1K

Value:$83.3K

% of Portfolio:0.0% ($83.3K/$1.2B)

Aldeyra Therapeutics, Inc.

ALDX|01438T106

Shares:13.2K

Value:$75.7K

% of Portfolio:0.0% ($75.7K/$1.2B)

Under Armour, Inc.

UAA|904311107

Shares:11.2K

Value:$70.2K

% of Portfolio:0.0% ($70.2K/$1.2B)

TCW STRATEGIC INCOME FUND INC

TSI|872340104

Shares:13.3K

Value:$64.9K

% of Portfolio:0.0% ($64.9K/$1.2B)

AMBEV S.A.

ABEV|02319V103

Shares:27.4K

Value:$63.9K

% of Portfolio:0.0% ($63.9K/$1.2B)

87266JAB0

Shares:—

Value:$56.4K

% of Portfolio:0.0% ($56.4K/$1.2B)

WW INTERNATIONAL, INC.

WW|98262P101

Shares:70.5K

Value:$36.8K

% of Portfolio:0.0% ($36.8K/$1.2B)

04546CAB2

Shares:—

Value:$31.8K

% of Portfolio:0.0% ($31.8K/$1.2B)

indie Semiconductor, Inc.

INDI|45569U101

Shares:14.3K

Value:$29.1K

% of Portfolio:0.0% ($29.1K/$1.2B)

Werewolf Therapeutics, Inc.

HOWL|95075A107

Shares:27.2K

Value:$26.4K

% of Portfolio:0.0% ($26.4K/$1.2B)

Co-Diagnostics, Inc.

CODX|189763105

Shares:15.0K

Value:$4.6K

% of Portfolio:0.0% ($4.6K/$1.2B)

Instrument	Shares		Other Manager	Value	% of Portfolio
EXTREME NETWORKS INC(EXTRcusip30226D106)	14.0K	QoQ 0.00% (-0) YoY 0.00% (+0)	All Managers (Combined)	$185.2K	0.0% ($185.2K/$1.2B)	QoQ -20.96% (-$49.1K) YoY +14.64% (+$23.7K)
CLEVELAND-CLIFFS INC.(CLFcusip185899101)	21.2K	QoQ +0.22% (-48) YoY -10.81% (-2.6K)	All Managers (Combined)	$174.4K	0.0% ($174.4K/$1.2B)	QoQ -12.35% (-$24.6K) YoY -67.76% (-$366.5K)
BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC.(MUJcusip09254X101)	15.4K	QoQ 0.00% (+0) YoY +40.64% (+4.5K)	All Managers (Combined)	$173.3K	0.0% ($173.3K/$1.2B)	QoQ +1.62% (+$2.8K) YoY +36.04% (+$45.9K)
FLEXIBLE SOLUTIONS INTERNATIONAL INC(FSIcusip33938T104)	28.5K	QoQ 0.00% (+0) YoY 0.00% (+0)	All Managers (Combined)	$143.7K	0.0% ($143.7K/$1.2B)	QoQ +39.88% (+$41.0K) YoY +168.61% (+$90.2K)
SOUNDHOUND AI, INC.(SOUNcusip836100107)	17.7K	QoQ -11.07% (-2.2K) YoY NEW(+17.7K)	All Managers (Combined)	$143.4K	0.0% ($143.4K/$1.2B)	QoQ -63.60% (-$250.6K) YoY NEW(+$143.4K)
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund(ETWcusip27829C105)	17.3K	QoQ 0.00% (-0) YoY 0.00% (+0)	All Managers (Combined)	$142.3K	0.0% ($142.3K/$1.2B)	QoQ -2.01% (-$2.9K) YoY +0.61% (+$863)
(cusip977852AD4)✕	—	QoQ - YoY NEW	All Managers (Combined)	$133.4K	0.0% ($133.4K/$1.2B)	QoQ -44.58% (-$107.3K) YoY NEW(+$133.4K)
PROSPECT CAPITAL CORP(PSECcusip74348T102)	22.6K	QoQ -2.91% (-679) YoY -4.03% (-950)	All Managers (Combined)	$92.7K	0.0% ($92.7K/$1.2B)	QoQ -7.64% (-$7.7K) YoY -28.72% (-$37.3K)
PUTNAM MANAGED MUNICIPAL INCOME TRUST(PMMcusip746823103)	13.6K	QoQ 0.00% (+0) YoY 0.00% (+0)	All Managers (Combined)	$83.4K	0.0% ($83.4K/$1.2B)	QoQ +2.68% (+$2.2K) YoY +2.33% (+$1.9K)
SunOpta Inc.(STKLcusip8676EP108)	17.1K	QoQ 0.00% (-0) YoY -17.00% (-3.5K)	All Managers (Combined)	$83.3K	0.0% ($83.3K/$1.2B)	QoQ -36.88% (-$48.7K) YoY -41.28% (-$58.6K)
Aldeyra Therapeutics, Inc.(ALDXcusip01438T106)	13.2K	QoQ 0.00% (+0) YoY NEW(+13.2K)	All Managers (Combined)	$75.7K	0.0% ($75.7K/$1.2B)	QoQ +15.23% (+$10.0K) YoY NEW(+$75.7K)
Under Armour, Inc.(UAAcusip904311107)	11.2K	QoQ 0.00% (-0) YoY -16.54% (-2.2K)	All Managers (Combined)	$70.2K	0.0% ($70.2K/$1.2B)	QoQ -24.51% (-$22.8K) YoY -29.32% (-$29.1K)
TCW STRATEGIC INCOME FUND INC(TSIcusip872340104)	13.3K	QoQ 0.00% (+0) YoY 0.00% (+0)	All Managers (Combined)	$64.9K	0.0% ($64.9K/$1.2B)	QoQ +1.03% (+$667) YoY +1.03% (+$667)
AMBEV S.A.(ABEVcusip02319V103)	27.4K	QoQ -2.74% (-774) YoY +24.78% (+5.4K)	All Managers (Combined)	$63.9K	0.0% ($63.9K/$1.2B)	QoQ +22.48% (-$11.7K) YoY +17.23% (+$9.4K)
(cusip87266JAB0)✕	—	QoQ - YoY NEW	All Managers (Combined)	$56.4K	0.0% ($56.4K/$1.2B)	QoQ -42.66% (-$42.0K) YoY NEW(+$56.4K)
WW INTERNATIONAL, INC.(WWcusip98262P101)	70.5K	QoQ 0.00% (-0) YoY +111.71% (-37.2K)	All Managers (Combined)	$36.8K	0.0% ($36.8K/$1.2B)	QoQ -58.84% (-$52.7K) YoY -40.19% (-$24.8K)
(cusip04546CAB2)✕	—	QoQ NEW YoY NEW	All Managers (Combined)	$31.8K	0.0% ($31.8K/$1.2B)	QoQ NEW(+$31.8K) YoY NEW(+$31.8K)
indie Semiconductor, Inc.(INDIcusip45569U101)	14.3K	QoQ +0.81% (-116) YoY NEW(+14.3K)	All Managers (Combined)	$29.1K	0.0% ($29.1K/$1.2B)	QoQ -49.34% (-$28.3K) YoY NEW(+$29.1K)
Werewolf Therapeutics, Inc.(HOWLcusip95075A107)	27.2K	QoQ 0.00% (-0) YoY NEW(+27.2K)	All Managers (Combined)	$26.4K	0.0% ($26.4K/$1.2B)	QoQ -34.31% (-$13.8K) YoY NEW(+$26.4K)
Co-Diagnostics, Inc.(CODXcusip189763105)	15.0K	QoQ NEW(+15.0K) YoY NEW(+15.0K)	All Managers (Combined)	$4.6K	0.0% ($4.6K/$1.2B)	QoQ NEW(+$4.6K) YoY NEW(+$4.6K)